Table of Contents
- Introduction
- What Is FINRA Fingerprinting?
- Who Needs FINRA Fingerprinting?
- How It Works: Step-by-Step
- FINRA Fingerprinting Options Near You
- Why Choose HoustonFingerprint.com
- FAQs
- Final Thoughts
Introduction
If you’re looking for FINRA fingerprinting near me in Houston, you likely need to register with a broker-dealer or meet compliance requirements in the financial sector. At HoustonFingerprint.com, we make it easy to complete this requirement with accurate, fast, and fully compliant fingerprinting services—available right here in your area.
What Is FINRA Fingerprinting?
FINRA fingerprinting refers to the background check process required by the Financial Industry Regulatory Authority (FINRA). This fingerprint data is used to conduct a criminal history check through the FBI and is mandated under SEC Rule 17f-2 for anyone working in securities-related roles.
Without this requirement fulfilled, your Form U4 registration can remain “inactive,” preventing you from legally working in the industry.
Who Needs FINRA Fingerprinting?
FINRA fingerprinting is required for:
- New hires in broker-dealers or securities firms
- Registered representatives or anyone submitting Form U4
- Employees with access to funds, securities, or sensitive client data
- Compliance officers, traders, and certain supervisors
Even interns or consultants may be required to get fingerprinted depending on their access levels.
How It Works: Step-by-Step
Getting FINRA fingerprinted in Houston is simple when you work with a certified provider like us. Here’s how it goes:
- Schedule an Appointment (or walk-in)
- Choose Your Method:
- Live Scan (electronic capture)
Ink & Roll Card (for non-electronic submissions)
Provide Required ID & Details
We Transmit to FINRA (or give you official fingerprint cards)
You Get Confirmation once the background check is submitted
We help you navigate the process quickly, whether you’re new to the industry or need resubmission due to a rejection.
FINRA Fingerprinting Options Near You
If you’re searching “FINRA fingerprinting near me”, here’s what to look for in a service provider:
Certified & Approved by FINRA
Offers both Live Scan and Ink Card options
Accepts walk-ins and appointments
Provides immediate electronic submission or secure mailing
Clear turnaround times and resubmission support
At HoustonFingerprint.com, we check every one of those boxes—and more.
Why Choose HoustonFingerprint.com
Here’s why professionals in Houston trust us for their FINRA fingerprinting needs:
- Convenient Houston Location
- Walk-In Friendly
- Live Scan + Ink Fingerprinting Available
- Same-Day Processing in most cases
- Compliance Support for first-timers
- Group Appointments for firms or training sessions
We understand how urgent these requests can be and prioritize efficiency and accuracy with every session.
FAQs
Q: How long does FINRA fingerprinting take?
A: The appointment takes 10–15 minutes. Results from electronic submissions usually arrive in 1–2 business days.
Q: What if my fingerprints get rejected?
A: We offer free resubmissions for print rejections (due to smudges or unreadable prints).
Q: Can you fingerprint my whole team?
A: Yes! We offer mobile fingerprinting or bulk scheduling for companies.
Q: Do you submit to FINRA directly?
A: Yes, if using Live Scan. For ink cards, we can guide you through mailing to Sterling or FINRA’s designated processor.
Final Thoughts
When searching for “FINRA fingerprinting near me”, don’t settle for less than fully certified, compliant service. At HoustonFingerprint.com, we make your fingerprinting process seamless, whether you’re an individual applicant or part of a financial institution onboarding team.
Located in Houston and ready to help you meet your FINRA fingerprinting needs today.
Schedule your appointment now or stop by for a fast walk-in service!